1 Mo. 3 Mos. YTD 1-Year Annualized 3-Year Annualized 5 Year
Annualized		 Since Inception Annualized
(12/24/18)
Dividend Performers - Market Price -1.38% 1.92% 16.96% 35.03% 8.09% 15.31% 17.59%
Dividend Performers - NAV -2.12% 1.46% 16.22% 34.52% 7.92% 15.20% 17.49%
NASDAQ U.S. Broad Dividend AchieversTM Index -1.63% 3.27% 16.73% 30.32% 8.77% 11.89% 14.98%
S&P 500 Index -0.91% 3.66% 20.97% 38.02% 9.08% 15.27% 18.30%
Year 2019 2020 2021 2022 2023
Dividend Performers -Market Price 33.18% 20.22% 32.67% -21.64% 30.23%
Dividend Performers - NAV 33.18% 20.22% 32.67% -21.40% 30.01%
NASDAQ U.S. Broad Dividend AchieversTM Index 27.53% 9.97% 23.84% -5.78% 11.88%
S&P 500 Index 31.49% 18.40% 28.70% -18.11% 26.29%

The performance data quoted represents past performance; past performance does not guarantee future results. Current performance may be higher or lower than the performance shown. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Returns for periods shorter than one year are not annualized. Brokerage commissions and expenses will reduce the returns.

Prior to listing date, the ETF operated as a mutual fund. The Fund’s objectives, policies, guidelines, and restrictions are in all material respects equivalent to those of the predecessor mutual fund, Dividend Performers, which was created for reasons entirely unrelated to the establishment of a performance record.

The NAVs of the predecessor mutual fund are used for both NAV and market price performance from inception to listing. For ETFs, the market price return is calculated from closing prices as determined by the fund’s listing exchange. If you trade your shares at another time, your return may differ. For the period from inception date to listing date, the NAV of the fund is used as a proxy for the market price to calculate returns. ETFs trade like stocks, fluctuate in market value and may trade either at a premium or discount to their net asset value. ETFs shares trade at market price and are not individually redeemable with the issuing fund, other than in large share amounts called creation units.

Indices are shown for comparative purposes only and may not necessarily be representative of the fund’s portfolio. An investor cannot invest directly in an index, and index performance does not reflect the deduction of any fees, expenses or taxes.

NASDAQ U.S. Broad Dividend Achievers Index is comprised of U.S.-accepted securities with at least ten consecutive years of increasing annual regular dividend payments.

S&P 500 Index is an American stock market index based upon the market capitalizations of 500 large companies having common stock listed on the NYSE or NASDAQ.

Price
Data as of 11/19/2024
View Premium Discount History
NAV Price
Net Asset Value $20.25 Market Price $20.23
$ Daily Change $-0.09 $ Daily Change $-0.09
% Daily Change -0.46% % Daily Change -0.42%
Median 30-Day Bid/Ask Spread 0.39% Premium/Discount -0.08%

Net Asset Value (NAV): NAV is calculated as of the scheduled close of regular trading on the New York Stock Exchange. The NAV is calculated by dividing the fund’s net assets by its outstanding shares.

Market Price: Market price is the closing price as determined by the fund’s listing exchange. Shares are bought and sold at market price, not net asset value (NAV), and are not individually redeemable from the fund.

Median 30-Day Bid/Ask Spread: An ETF’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, is computed by identifying the ETF’s national best bid and national offer as of the end of each 10 second interval during each trading day of the last 30 calendar days, dividing the difference between each such bid and offer by the midpoint of the National best bid and national offer, and identifying the median of those values. For the first 30 calendar days, the median bid-ask spread for the ETF will reflect the number of calendar days the ETF has been operating.

Top Holdings
Data as of 11/20/2024
View All Holdings
Company % Net Assets Company % Net Assets
Abbott Laboratories 2.04% Johnson & Johnson 2.02%
Stryker Corp 2.03% McKesson Corp 2.02%
Travelers Cos Inc/The 2.03% RTX Corp 2.02%
Eaton Corp PLC 2.02% Trane Technologies PLC 2.02%
Hanover Insurance Group Inc/The 2.02% Allstate Corp/The 2.01%

Fund holdings are subject to change at any time and should not be considered recommendations to buy or sell any security.

SECTOR ALLOCATION
Data as of 09/30/2024
Industrials 36.58%
Healthcare 19.08%
Technology 16.60%
Financial Services 15.84%
Consumer Discretionary 6.30%
Materials 4.05%
Cash or Equivalent 1.48%
Derivative 0.07%

Sector allocations are subject to change at any time. Total allocation percentages may not equal 100% due to rounding. Sector allocation excludes written (short) put options.

 

Yield
Data as of 09/30/2024
Characteristic Fund Characteristic Fund
30-day SEC yield
30-day SEC Yield

The 30-day SEC yield is a standard calculation developed by the U.S. Securities and Exchange Commission (SEC) that allows for fairer comparisons of bond funds. It is calculated by dividing net investment income per share during a 30-day period by the net asset value as of the close of that period. The 30-day SEC yield reflects the rate at which the Fund is earning income on its current portfolio of securities excluding options.

1.00% Distribution yield (%)
Distribution yield

Distribution yields is calculated by annualizing the most recent distribution – from dividends, interest and option income - and dividing by the net asset value per share as of the reported date. Distributions may include a return of capital. Shareholders of record will be notified of the estimated return of capital for each distribution. Please click here for more information.

4.01%
Trailing 12-month yield(%)
Trailing 12-month yield

Trailing 12-month yield is calculated by adding the Fund’s trailing 12-month distributions – from dividends, interest and option income - and dividing by the net asset value per share as of the reported date. Distributions may include a return of capital. Shareholders of record will be notified of the estimated return of capital for each distribution. Please click here for more information.

3.77% Distribution frequency Quarterly

Distributions
Data as of 09/30/2024
Record Date Ex-Date Pay Date Total Distribution Income ST Gain LT Gain Return of Capital
12/24/2024 12/24/2024 12/26/2024 - - - - -
09/26/2024 09/26/2024 09/27/2024 $0.19630 $0.00000 $0.00000 $0.00000 $0.19630
06/27/2024 06/27/2024 06/28/2024 $0.18518 $0.00000 $0.00000 $0.00000 $0.18518
03/28/2024 03/27/2024 04/01/2024 $0.18741 $0.00000 $0.00000 $0.00000 $0.18741
12/26/2023 12/22/2023 12/27/2023 $0.16902 $0.03191 $0.00000 $0.00000 $0.13711
9/27/2023 9/26/2023 9/28/2023 $0.15000 $0.15000 $0.00000 $0.00000 $0.00000
6/28/2023 6/27/2023 6/29/2023 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000
3/29/2023 3/28/2023 3/30/2023 $0.00000 $0.00000 $0.00000 $0.00000 $0.00000
12/28/2022 12/27/2022 12/29/2022 $0.06658 $0.01311 $0.00000 $0.00000 $0.05347
09/27/2022 09/27/2022 09/29/2022 $0.15323 $0.00000 $0.00000 $0.00000 $0.15323
06/28/2022 06/27/2022 06/29/2022 $0.15938 $0.08186 $0.00000 $0.00000 $0.07752
02/25/2022 02/28/2022 02/28/2022 $0.37793 — — $0.37793 —

12/29/2021 12/30/2021 12/30/2021 1.40148 0.02957 0.29466 1.07 725 —
09/29/2021 09/30/2021 09/30/2021 0.35852 0.01205 0.34647 — —
06/29/2021 06/30/2021 06/30/2021 0.52405 0.01235 0.51170 — —
03/30/2021 03/31/2021 03/31/2021 0.19102 0.00863 0.18239 — —
12/29/2020 12/30/2020 12/30/2020 0.03562 0.03562 — — —
09/28/2020 09/29/2020 09/29/2020 0.02805 0.02805 — — —
06/26/2020 06/29/2020 06/29/2020 0.02659 0.02659 — — —
03/27/2020 03/30/2020 03/30/2020 0.04938 0.04938 — — —
12/30/2019 12/31/2019 12/31/2019 0.32799 0.03011 0.29788 — —
09/27/2019 09/30/2019 09/30/2019 0.10114 0.01683 — — 0.08431
06/27/2019 06/28/2019 06/28/2019 0.01404 0.01404 — — —
03/28/2019 03/29/2019 03/29/2019 0.02648 0.02648 — — —


All fund distributions will vary depending on the current market conditions, and past distributions are not indicative of future trends.

To receive a distribution, you may have been a registered shareholder of the fund on the record date. Distributions were paid to shareholders on the payment date. Please consult your tax professional or financial adviser for more information regarding your tax situation.

Prior to the listing date, the ETF operated as a mutual fund. Distribution information shown prior to the ETF listing date is of the predecessor mutual fund.

DOCUMENTS
09/30/2024 Dividend Performers ETF Fact Sheet Download
09/30/2024 Dividend Performers ETF Q3 Update Download
01/31/2024 Dividend Performers ETF Summary Prospectus Download
01/31/2024 Dividend Performers ETF Statutory Prospectus Download
01/31/2024 Dividend Performers ETF SAI Download
09/30/2023 Dividend Performers ETF Annual Report Download
03/31/2024 Dividend Performers ETF Semi-Annual Report Download
06/30/2024 Dividend Performers ETF SOI Download
12/31/2023 Dividend Performers ETF SOI Download
06/30/2024 Form NP-X Proxy Voting Record View
09/27/2024 Supplemental Tax Information View

Prior to listing date, the ETF operated as a mutual fund. The annual report, semi-annual report and schedules of investments (holdings) of the predecessor mutual fund, are shown for periods prior to the ETF listing date.

Strategy Highlights

Seeks potential diversified cash flow through dividends, capital appreciation, and option premiums.

Active management focused on mitigating downside risk of individual companies.

Invests in primarily large capitalization common stocks of U.S. companies with a history of raising their dividends.


Portfolio Construction

1ST | Universe

NASDAQ U.S. Dividend Achievers Index, which consists of companies that have increased their dividend for at least the last 10 straight years.

2ND | Screen

Utilize Revelation Investment Research to analyze downside risk based on valuation, growth, fundamentals, and sentiment.

3RD | Decision

Select 50 stocks from the screened holdings. Stocks are rebalanced semi-annually.

4TH | Options

Create a put credit spread position on an S&P 500 ETF or Index which involves the selling of the put option with the purchase of a put option with the same expiration.


IPDP

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Questions? Connect with our IPDP investment team for more details.